SFC Compliance Series 2021

According to the regulations of the Securities and Futures Commission in Hong Kong, every licensed individual must complete a minimum of 5 hours of Continuous Professional Training (CPT) each calendar year, for each type of Regulated Activity (RA) with which they are involved.

We offer accredited online CPT courses that are eligible for CPT points of the Securities and Futures Commission (SFC):

Special Offer: 20% Off

Enroll Any 2 or More Modules Together

Date Time Course Description Course Duration Accreditation(s) Fee
Please contact (852) 2116 3328 12:00 - 14:00 Module 1 – Licensing Issues, Complaint Handling and Dealing with SFC
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2 Hours SFC CPT Hours: 2 HK$500
Please contact (852) 2116 3328 12:00 - 14:00 Module 2 – AML and Combating Financial Crimes and Frauds
More Details Register
2 Hours SFC CPT Hours: 2 HK$500